FDA 21 CFR Part 11 ISO/IEC 27001:2022 GAMP 5 Category 4

Trust & Compliance Center

BatchBuddy.AI is built for manufacturers who operate under FDA oversight. Download our compliance documentation or contact our team for a security review.

Audit trails: live on all paid plans Electronic batch records: Enterprise ISO 27001 certification: H2 2026 target

Compliance Documentation

For procurement teams, quality managers, and validation engineers.

Whitepaper — Public

FDA 21 CFR Part 11
Compliance Whitepaper

Maps every applicable Part 11 requirement to the corresponding BatchBuddy.AI feature. Covers electronic records, audit trails, e-signatures, RBAC, and data integrity. Share with your QA team before evaluating.

  • §11.10 Subpart B — 11 controls mapped
  • §11.50 & §11.70 — e-signature compliance
  • ALCOA data integrity principles
  • 7-year record retention architecture
Download PDF
Readiness Statement — Public

ISO/IEC 27001:2022
Information Security Statement

Documents our ISMS controls implementation across all 4 Annex A themes. For enterprise procurement teams completing vendor security assessments and SIG questionnaires.

  • 18 control domains mapped with status
  • Data protection & sub-processor list
  • AWS ISO 27001 infrastructure
  • Incident response & BCP overview
Download PDF
Enterprise — Request from team

GAMP 5 Validation
Support Package

Full IQ/OQ protocol templates, URS, and functional risk assessment for manufacturers validating BatchBuddy.AI within a formal quality management system.

  • Category 4 configured software classification
  • IQ, OQ & PQ template protocols
  • 40+ pre-written OQ test scripts
  • Change impact assessment process
Request Package

FDA 21 CFR Part 11 — Compliance Mapping

Subpart B electronic records requirements and how BatchBuddy.AI addresses each one.

21 CFR Part 11 Requirement Regulation BatchBuddy.AI Feature Status
System validation — accuracy, reliability, and performance §11.10(a) Validated SDLC; automated test suite; staged release pipeline ✓ Compliant
Generate accurate and complete copies of records §11.10(b) PDF export of batch records, COAs, and audit logs in human-readable formats ✓ Compliant
Protection of records for accurate and ready retrieval §11.10(c) Immutable record storage; archived with full metadata; indexed for instant retrieval ✓ Compliant
Limiting system access to authorized individuals §11.10(d) Role-based access control (RBAC); unique user credentials; session management with timeout ✓ Compliant
Secure, computer-generated, time-stamped audit trails §11.10(e) Automated audit trail on every data write; UTC timestamps; tamper-evident log architecture ✓ Compliant
Operational checks to enforce permitted sequencing §11.10(f) Production workflow state machine; QC gates enforce step sequencing before batch closure ✓ Compliant
Authority checks to ensure valid access §11.10(g) Permission matrix enforced at API level; no UI bypass possible; per-action authorization ✓ Compliant
Device checks — validity of data input source §11.10(h) Session-bound authentication; all actions tied to authenticated user identity ✓ Compliant
Education and training of personnel §11.10(i) In-app training resources; admin-managed user onboarding documentation provided ✓ Supported
Establishment of written policies §11.10(j) Policy documentation templates; compliance policy library in resource center ✓ Supported
Controls over system documentation §11.10(k) Version control on all formulation documents; change history with attribution ✓ Compliant
Electronic Signatures — §11.50 & §11.70
Requirement Regulation BatchBuddy.AI Feature Status
Printed name of signer in signed records §11.50(a)(1) E-signature captures full legal name, user ID, and role at time of signing ✓ Compliant
Date and time of signature §11.50(a)(2) UTC timestamp recorded at signature event; displayed on batch record ✓ Compliant
Meaning of signature in signed records §11.50(a)(3) Signature meaning configured per workflow step (Reviewed, Approved, Released) ✓ Compliant
E-signatures unique to one individual §11.100(a) One-to-one user account to identity mapping; no shared credentials permitted ✓ Compliant
Identity verified before e-signature issuance §11.100(b) Re-authentication required at point of signature; password confirmation enforced ✓ Compliant
Signed records linked to their electronic records §11.70 Cryptographic binding of signature to record; tampering detected and flagged automatically ✓ Compliant

Information Security — ISO/IEC 27001:2022 Controls

Implementation status across key Annex A control domains.

Control Domain Status BatchBuddy.AI Implementation
Information Security Policies (A.5.1) ✓ Implemented Formal security policy in place; reviewed annually; available to Enterprise customers under NDA.
Roles and Responsibilities (A.5.2) ✓ Implemented Designated Security Officer; clear ownership of security controls; escalation procedures defined.
Segregation of Duties (A.5.3) ✓ Implemented Production, development, and operations environments separated. Deployment requires multi-person review.
Access Control Policy (A.5.15) ✓ Implemented RBAC enforced at API layer. Principle of least privilege applied. Access reviewed quarterly.
Identity Management (A.5.16) ✓ Implemented Unique user identities required. Shared accounts prohibited. Automated provisioning workflows.
Authentication (A.8.5) ✓ Implemented Strong password policy (min. 12 chars, complexity). MFA available on Enterprise plan.
Cryptography Policy (A.5.31) ✓ Implemented Data encrypted at rest (AES-256) and in transit (TLS 1.3 minimum). Key management policy established.
Physical Security (A.7.1–7.13) ✓ Implemented Hosted on AWS infrastructure with ISO 27001-certified data centers. Physical controls managed by AWS.
Secure Development (A.8.25–8.31) ✓ Implemented SDLC security requirements. Mandatory code review. OWASP Top 10 addressed. Automated vulnerability scanning.
Vulnerability Management (A.8.8) ✓ Implemented Automated scanning of infrastructure and dependencies. Critical vulnerabilities patched within 72 hours.
Logging and Monitoring (A.8.15–8.16) ✓ Implemented Centralized logging of all security events. Anomaly detection and alerting. Logs retained 12+ months.
Backup (A.8.13) ✓ Implemented Automated daily backups. Encrypted. Geographically redundant. Recovery tested quarterly.
Incident Management (A.5.24–5.28) ✓ Implemented Formal incident response plan. Defined severity levels. Customer notification SLA for security incidents.
Supplier Relationships (A.5.19–5.22) ✓ Implemented Third-party vendor risk assessment. Sub-processors listed in DPA. Contractual security requirements.
Business Continuity (A.5.29–5.30) ▶ In Progress BCP drafted. Formal BIA in progress. RTO < 4 hours; RPO < 24 hours for production systems.
Threat Intelligence (A.5.7) ▶ In Progress Subscription to threat intelligence feeds in roadmap. Integration with security monitoring platform planned.
Secure Configuration Management (A.8.9) ✓ Implemented Infrastructure-as-code with security baselines. Configuration drift detection. CIS benchmarks applied.
Data Leakage Prevention (A.8.12) ▶ In Progress DLP controls for customer formulation data in design. Current controls: access restrictions and audit logging.
Enterprise Only

GAMP 5 Validation Support Package

For quality managers and validation engineers who need to formally validate BatchBuddy.AI within their quality management system. BatchBuddy.AI is classified as a GAMP 5 Category 4 configured software application.

IQ Protocol
Installation qualification with baseline verification
OQ Protocol
40+ pre-written test scripts for all GxP functions
URS Template
Pre-populated for supplement manufacturers
Risk Assessment
Functional risk assessment with pre-identified controls
Request Package Contact Compliance Team
GAMP 5 Software Classification
Category Description Applies
Cat 1Infrastructure Software N/A
Cat 3Non-configured packages Partial
Cat 4 Configured software ✓ PRIMARY
Cat 5Custom/bespoke software N/A

As a Category 4 application, BatchBuddy.AI requires a moderate validation effort focused on configuration verification and operational testing — not full custom software validation.

Talk to Our Compliance Team

Security questionnaires, enterprise procurement reviews, evidence packages, or a call with your IT and QA teams — we support the full assessment process.

Contact Compliance Team →
Security Reviews
SIG Lite, CAIQ, custom questionnaires, penetration test summaries, DPA.
compliance@batchbuddy.ai
Security Vulnerabilities
Responsible disclosure of security vulnerabilities. Response within 24 hours.
security@batchbuddy.ai
Validation Support
GAMP 5 IQ/OQ packages, validation calls, change impact assessments.
compliance@batchbuddy.ai
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