FDA 21 CFR Part 11 SOC 2 Readiness ISO/IEC 27001:2022 Readiness GAMP 5 Category 4

Trust & Compliance Center

BatchBuddy.AI is built for manufacturers who operate under FDA oversight. Download our compliance documentation or contact our team for a security review.

Audit trails: live on all paid plans Electronic batch records: Professional+ SOC 2 readiness: controls mapped & implemented ISO 27001 certification: H2 2026 target

Compliance Documentation

For procurement teams, quality managers, and validation engineers.

On our compliance status: FDA 21 CFR Part 11 compliance is self-declared per standard industry practice FDA does not certify software. ISO 27001 and SOC 2 controls are implemented and documented; third-party certification for both is targeted H2 2026. All documents below reflect our current production architecture and are updated as controls evolve.
FDA 21 CFR Part 11 Interactive No Download Required

Compliance Confidence Kit

Plain-English guide showing exactly how Batch Buddy addresses each FDA 21 CFR Part 11 electronic records requirement §11.10(a) through §11.100. Includes GMP lot traceability mapping and an honest limitations section.

  • Every §11.10 control mapped to the specific Batch Buddy feature
  • 21 CFR Part 111 GMP lot traceability summary
  • Honest "What This Is Not" limitations section no overclaiming
  • Print-to-PDF ready share with your QA team or FDA consultant
View Confidence Kit
No account required  •  Always free
GAMP 5 / 21 CFR Part 11 Interactive No Download Required

Software Validation Pack

Live OQ evidence dashboard — 235+ automated regression tests across 11 suites with real pass/fail status. Use for IQ/OQ qualification, FDA audit readiness, and GAMP 5 Category 4 validation.

  • 235+ automated regression tests — CAPA, Training Records, Yield Anomaly, XSS hardening, Recall Lifecycle
  • Live OQ test evidence aligned to §11.10(a) system validation requirements
  • Share with your QA team or FDA consultant no account needed
  • Complements the GAMP 5 Validation Support Package (IQ/OQ/PQ templates)
View Validation Pack
No account required  •  Always free
Whitepaper Public

FDA 21 CFR Part 11
Compliance Whitepaper

Maps every applicable Part 11 requirement to the corresponding BatchBuddy.AI feature. Covers electronic records, audit trails, e-signatures, RBAC, and data integrity. Share with your QA team before evaluating.

  • §11.10 Subpart B 11 controls mapped
  • §11.50 & §11.70 e-signature compliance
  • ALCOA data integrity principles
  • 6-year FDA audit log retention architecture
Download PDF
Readiness Statement Public

ISO/IEC 27001:2022
Information Security Statement

Documents our ISMS controls implementation across all 4 Annex A themes. For enterprise procurement teams completing vendor security assessments and SIG questionnaires.

  • 18 control domains mapped with status
  • Data protection & sub-processor list
  • U.S.-based cloud infrastructure (ISO 27001-certified)
  • Incident response & BCP overview
Download PDF
Readiness Document Public

SOC 2 Readiness
Control Matrix

Maps 30+ implemented platform controls to AICPA Trust Services Criteria across all five categories. Prepared for future third-party SOC 2 Type II audit. Includes audit log retention & immutability policy.

  • Security, Availability, Processing Integrity
  • Confidentiality & Privacy controls
  • Audit log retention policy (6-year FDA)
  • Immutability controls & evidence artifacts
Download PDF
Enterprise Request from team

GAMP 5 Validation
Support Package

Full IQ/OQ protocol templates, URS, and functional risk assessment for manufacturers validating BatchBuddy.AI within a formal quality management system.

  • Category 4 configured software classification
  • IQ, OQ & PQ template protocols
  • 235+ automated regression tests (CAPA, Training Records, Yield Anomaly, XSS, Recall Lifecycle)
  • Change impact assessment process
Request Package

FDA 21 CFR Part 11 Compliance Mapping

Subpart B electronic records requirements and how BatchBuddy.AI addresses each one.

21 CFR Part 11 Requirement Regulation BatchBuddy.AI Feature Status
System validation accuracy, reliability, and performance §11.10(a) Validated SDLC; automated test suite; staged release pipeline ✓ Compliant
Generate accurate and complete copies of records §11.10(b) PDF export of batch records, COAs, and audit logs in human-readable formats ✓ Compliant
Protection of records for accurate and ready retrieval §11.10(c) Immutable record storage; archived with full metadata; indexed for instant retrieval ✓ Compliant
Limiting system access to authorized individuals §11.10(d) Role-based access control (RBAC); unique user credentials; session management with timeout ✓ Compliant
Secure, computer-generated, time-stamped audit trails §11.10(e) Automated audit trail on every data write; UTC timestamps; tamper-evident log architecture ✓ Compliant
Operational checks to enforce permitted sequencing §11.10(f) Production workflow state machine; QC gates enforce step sequencing before batch closure ✓ Compliant
Authority checks to ensure valid access §11.10(g) Permission matrix enforced at API level; no UI bypass possible; per-action authorization ✓ Compliant
Device checks validity of data input source §11.10(h) Session-bound authentication; all actions tied to authenticated user identity ✓ Compliant
Education and training of personnel §11.10(i) Full Training Records module: SOP version binding, operator qualification enforced at production run assignment, expiry tracking, and training matrix. 41 automated tests. ✓ Compliant
Establishment of written policies §11.10(j) Policy documentation templates; compliance policy library in resource center ✓ Supported
Controls over system documentation §11.10(k) Version control on all formulation documents; change history with attribution ✓ Compliant
Electronic Signatures §11.50 & §11.70
Requirement Regulation BatchBuddy.AI Feature Status
Printed name of signer in signed records §11.50(a)(1) E-signature captures full legal name, user ID, and role at time of signing ✓ Compliant
Date and time of signature §11.50(a)(2) UTC timestamp recorded at signature event; displayed on batch record ✓ Compliant
Meaning of signature in signed records §11.50(a)(3) Signature meaning configured per workflow step (Reviewed, Approved, Released) ✓ Compliant
E-signatures unique to one individual §11.100(a) One-to-one user account to identity mapping; no shared credentials permitted ✓ Compliant
Identity verified before e-signature issuance §11.100(b) Re-authentication required at point of signature; password confirmation enforced ✓ Compliant
Signed records linked to their electronic records §11.70 Cryptographic binding of signature to record; tampering detected and flagged automatically ✓ Compliant
RECALL READINESS & FSMA 204

A cryptographically committed recall simulation on your live data, not imported records.

FDA recall readiness requires more than having lot numbers on file. It requires a complete, timestamped, tamper-evident chain of custody producible within hours of a request. Batch Buddy's recall simulation is built on the same compliance architecture that protects your batch records and quality actions.

Bidirectional Simultaneous Trace

The forward chain moves from the suspect raw material lot through every production run, every finished goods batch, and every customer shipment those finished goods reached.

The backward chain moves from finished goods back through all upstream supplier ingredient records. Both chains run simultaneously on your live data no import step, no re-entry, no lag.

HMAC v3 Cryptographic Signing

When the authorized signer commits the drill report, Batch Buddy generates an HMAC v3 signature that mathematically binds to the complete forward chain, backward supplier chain, impact summary, response time, signer name, signer role, signing timestamp, and report status.

Any subsequent alteration — even a single character of the signer's name, role, or signing timestamp — invalidates the signature, providing the same tamper-evident assurance that 21 CFR Part 11 requires for electronic records.

Report Locking 409 Conflict at API Level

Once signed, the report is permanently locked. Any attempt to re-sign or modify returns a 409 conflict response at the API level enforced at the system architecture layer, not just the UI. Consistent with 21 CFR Part 11 audit trail requirements.

Response Time Documentation

Response time is measured automatically from simulation initiation to the moment the authorized signer commits the report embedded in the signed record and unalterable post-signature. FSMA 204 requires traceability records within 24 hours of an FDA request. Batch Buddy gives you a dated, signed record of exactly how long your trace took.

FSMA 204 Alignment

FSMA 204 REQUIREMENT BATCH BUDDY CAPABILITY
Identify foods you manufacture, process, pack, or hold Finished goods registry with full formulation and lot linkage
Maintain records of each traceability lot code Lot-level receiving, production consumption, and shipment records on live data
Provide traceability records within 24 hours of FDA request Instant bidirectional trace; response time documented automatically from simulation start to signature
Two steps forward, two steps back traceability Forward: raw material → production → finished goods → customer shipment. Backward: finished goods → upstream supplier ingredient records
Tamper-evident, accessible records HMAC v3 cryptographic signature commits to complete data state, forward and backward trace chain, signer identity, role, signing timestamp, and report status at time of signing; report permanently locked post-signature

21 CFR Part 11 Control Mapping Recall Simulation

21 CFR PART 11 CONTROL BATCH BUDDY IMPLEMENTATION
Electronic signature identifies signer Signer name and role cryptographically bound into HMAC v3 signature — any post-signing alteration of signer identity invalidates the signature
Signature linked to record at time of signing HMAC v3 signature commits to complete report data state, signer identity, and report status at signing timestamp
Record cannot be altered after signing 409 conflict lock enforced at API level post-signature
Audit trail of record creation and signing Simulation initiation timestamp, response time, and signing timestamp all embedded in locked report
Records available for FDA inspection Signed reports stored permanently, exportable on demand as a single audit-ready document
Signature Version History

v1 covered report content and content hashes. v2 added the backward traceability hash. v3 (current) adds signer name, role, signing timestamp, and report status — ensuring any post-signing alteration of signer identity or report status is cryptographically detectable. Historical v1 and v2 reports verify against their original canonical format.

Enterprise-Grade Integrity. Accessible Pricing.

Batch Buddy publishes its HMAC v3 signing architecture, canonical string specifications, and version history openly on this page. To our knowledge, based on publicly available documentation as of April 2026, no comparable platform at this price point offers the same combination of versioned cryptographic signing, independent verifiability, and published specification transparency for recall drill records.

Enterprise-tier manufacturing platforms with comparable cryptographic audit controls are typically reported in the five- to six-figure annual range. Batch Buddy delivers these controls starting at $749/month on the Manufacturer plan — the same tamper-evident, independently verifiable integrity architecture.

Scope Statement

Batch Buddy's recall simulation produces the tamper-evident documentation foundation that FDA and certification bodies require a cryptographically signed record of your bidirectional traceability chain, impact assessment, and response time. It is a drill and documentation feature, not a full recall execution management system. Customer notification workflows and regulatory submission forms to FDA are outside the current scope and would be managed through your organization's recall response procedures.

Plan Availability
Recall simulation is available on the Manufacturer plan ($749/mo) and Enterprise plan ($1,499/mo). Lot traceability is available on all paid plans.

Information Security ISO/IEC 27001:2022 Controls

Self-assessed implementation status across key Annex A control domains. Third-party certification targeted H2 2026.

Control Domain Status BatchBuddy.AI Implementation
Information Security Policies (A.5.1) ✓ Implemented Formal security policy in place; reviewed annually; available to Enterprise customers under NDA.
Roles and Responsibilities (A.5.2) ✓ Implemented Designated Security Officer; clear ownership of security controls; escalation procedures defined.
Segregation of Duties (A.5.3) ✓ Implemented Production, development, and operations environments separated. Deployment requires multi-person review.
Access Control Policy (A.5.15) ✓ Implemented RBAC enforced at API layer. Principle of least privilege applied. Access reviewed quarterly.
Identity Management (A.5.16) ✓ Implemented Unique user identities required. Shared accounts prohibited. Automated provisioning workflows.
Authentication (A.8.5) ✓ Implemented Strong password policy (min. 12 chars, complexity). MFA available on Enterprise plan.
Cryptography Policy (A.5.31) ✓ Implemented Data encrypted at rest (AES-256) and in transit (TLS 1.3 minimum). Key management policy established.
Physical Security (A.7.1–7.13) ✓ Implemented Hosted on U.S.-based cloud infrastructure (GCP for compute, AWS US East 1 for data storage) with ISO 27001-certified data centers. Physical controls managed by the respective cloud providers.
Secure Development (A.8.25–8.31) ✓ Implemented SDLC security requirements. Mandatory code review. OWASP Top 10 addressed. Automated vulnerability scanning.
Vulnerability Management (A.8.8) ✓ Implemented Automated scanning of infrastructure and dependencies. Critical vulnerabilities patched within 72 hours.
Logging and Monitoring (A.8.15–8.16) ✓ Implemented Centralized logging of all security events. Anomaly detection and alerting. Logs retained 12+ months.
Backup (A.8.13) ✓ Implemented Automated daily backups. Encrypted. Geographically redundant. Recovery tested quarterly.
Incident Management (A.5.24–5.28) ✓ Implemented Formal incident response plan. Defined severity levels. Customer notification SLA for security incidents.
Supplier Relationships (A.5.19–5.22) ✓ Implemented Third-party vendor risk assessment. Sub-processors listed in DPA. Contractual security requirements.
Business Continuity (A.5.29–5.30) ✓ Implemented Business continuity plan implemented. Automated daily backups with geographic redundancy. RTO < 4 hours; RPO < 24 hours. U.S.-based cloud infrastructure with 99.9%+ uptime SLA.
Threat Intelligence (A.5.7) ✓ Implemented 235+ automated tests across 11 suites covering security regression, XSS hardening, runtime integration, behavioral validation, client portal security, content regression, billing regression, CAPA lifecycle, training records, team access, and recall simulation drills. Includes HMAC v1/v2 cryptographic integrity, tamper-evident PDF export, and cross-tenant rejection. Dependency vulnerability scanning. Runtime API monitoring. Fail-closed rate limiting with anomaly detection.
Secure Configuration Management (A.8.9) ✓ Implemented Infrastructure-as-code with security baselines. Configuration drift detection. CIS benchmarks applied.
Data Leakage Prevention (A.8.12) ✓ Implemented Owner-scoped data isolation on all endpoints. Role-based access control. API key hashing at rest. Credential-safe logging. FDA audit trail on all data access.
Enterprise Only

GAMP 5 Validation Support Package

For quality managers and validation engineers who need to formally validate BatchBuddy.AI within their quality management system. BatchBuddy.AI is classified as a GAMP 5 Category 4 configured software application.

IQ Protocol
Installation qualification with baseline verification
OQ Protocol
235+ automated regression tests — CAPA, Training Records, Yield Anomaly, XSS, Recall Lifecycle
URS Template
Pre-populated for supplement manufacturers
Risk Assessment
Functional risk assessment with pre-identified controls
Request Package Contact Support
GAMP 5 Software Classification
Category Description Applies
Cat 1Infrastructure Software N/A
Cat 3Non-configured packages Partial
Cat 4 Configured software ✓ PRIMARY
Cat 5Custom/bespoke software N/A

As a Category 4 application, BatchBuddy.AI requires a moderate validation effort focused on configuration verification and operational testing not full custom software validation.

Platform Reliability

Your production records and batch data are available when you need them for daily operations, surprise inspections, and customer audits.

99.9%+
Uptime SLA
U.S.-based cloud infrastructure (AWS + GCP) with automated failover and geographic redundancy.
< 4 hr
Recovery Time (RTO)
Targeted time to restore full service following an unplanned incident.
< 24 hr
Recovery Point (RPO)
Maximum data exposure window. Daily encrypted backups with geo-redundant storage.
Daily
Automated Backups
Encrypted, geographically redundant snapshots. Recovery tested quarterly.
U.S.-Based Cloud Infrastructure
ISO 27001-certified data centers. All infrastructure hosted on AWS US-East-1 (Northern Virginia). Data remains within U.S.-based infrastructure.
Continuous Health Monitoring
Automated health checks, performance monitoring, and real-time alerting. Issues are detected and escalated before users are impacted.
Offline-Capable PWA
Progressive Web App with versioned caching keeps the platform functional through brief connectivity interruptions on the production floor.
Enterprise PostgreSQL
Connection pool management, transaction integrity validation, and performance monitoring. Numeric types and CHECK constraints enforce financial precision.
Business Continuity Plan
Formal BCP with defined severity levels, escalation procedures, and customer notification SLA. Recovery procedures tested quarterly.
6-Year FDA Log Retention
Audit logs retained for 6 years in line with FDA record-keeping requirements. Immutable, tamper-evident storage with soft deletion for data recovery.

Talk to Our Compliance Team

Security questionnaires, enterprise procurement reviews, evidence packages, or a call with your IT and QA teams we support the full assessment process.

 All plans: response within 1 business day  •  Enterprise: same-business-day priority response

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Security Reviews
SIG Lite, CAIQ, custom questionnaires, penetration test summaries, DPA.
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Security Vulnerabilities
Responsible disclosure of security vulnerabilities. Response within 24 hours.
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Validation Support
GAMP 5 IQ/OQ packages, validation calls, change impact assessments.
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